---
title: "The Journey to Good Governance"
id: "12537"
type: "post"
slug: "the-journey-to-good-governance"
published_at: "2015-09-21T09:51:00+00:00"
modified_at: "2015-09-21T09:51:00+00:00"
url: "https://associationsnow.com/2015/09/21/the-journey-to-good-governance/"
markdown_url: "https://associationsnow.com/2015/09/21/the-journey-to-good-governance.md"
excerpt: "Deepak Chopra reminds us, “The highest levels of performance come to people who are centered, intuitive, creative, and reflective—people who know to see a problem as an opportunity.” We’ve all had days when it’s hard to see the opportunity in..."
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  - "Board of Directors"
  - "boards"
  - "Change Management"
  - "Governance"
  - "Governance Structure"
  - "Leadership"
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  - "Article"
taxonomy_persona:
  - "Association Professionals"
---

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Deepak Chopra reminds us, “The highest levels of performance come to people who are centered, intuitive, creative, and reflective—people who know to see a problem as an opportunity.”

We’ve all had days when it’s hard to see the opportunity in every challenge. However, in nonprofit governance, change often begins by recognizing what seems to be hampering a board’s performance. A board member may think, “Something is not right on this board. Why can’t we get more done?”

Awareness is a good start. Next—and harder—is getting the status quo to change.

In Managing Change, Todd Jick writes, “There are no sure-fired instructions for successful change.” Perhaps, but having done the research on governance change, we do find a clear set of options. Our goal with Transformational Governance: How Boards Achieve Extraordinary Change (Wiley/ASAE, 2015) is to help association boards manage the path to a better governance model.

The study is built on focus groups and structured interviews with more than 100 association leaders who represent the full diversity of association life. These individuals were referred by governance experts or participated in the ASAE Foundation’s 2013 Good Governance Survey. When we reapproached them to ask if they would help us understand how they got to high performance, a large and generous group were willing to share their stories.

By collecting real-life case examples and analyzing them in the context of the strategic management literature, we discovered that successful board change reflects several common principles. We learned, for example, that transformational governance change, in many cases, requires profound internal restructuring of bylaws, roles, policies, board meetings, and board member eligibility.

The initial identification of a need for change takes many forms. It follows growth and leadership transitions—some planned, some not—and can be proactive or reactive. Change occurs as a result of internal or external events, association mergers or acquisitions, restructuring or downsizing. It happens in healthy associations as well as those that are struggling.

Regardless of its origins, the process of governance change has some common characteristics. Managing governance change successfully typically involves three key activities: listening, planning, and supporting those affected.

### Diagnosis and Learning

Many association leaders described a process of appreciative inquiry to identify the positive qualities they already possessed that would support successful change. They began by acknowledging strong cultures of learning and self-assessment, a healthy reserve of trust between staff and board members, or a culture of adaptation because it was the nature of the industry or profession they were in.

One study participant described an early but crucial decision point when she relied on her association’s existing culture to move forward.

“I had built a good deal of social capital to take the organization to the next step,” she said. “We had done all the buffing and polishing that we could, and I knew we had to go to the next step [to change our governance model] to really make change. I also knew that we had [the right] board president at the time … to make it happen. When I first presented the ‘call to action,’ it was eerily quiet. I was very  
 worried—I blew all my social capital in one fell swoop. Then the conversation started.”

This comment highlights another important point: that governance change begins when the status quo is challenged but really takes off when other constituents understand its link to larger organizational needs. This sentiment became a consistent theme in our study—governance improvements were about more than board-specific needs. Most often, governance changes were required to secure the future of the entire organization.

### Action Planning

A first conversation may be to ensure the majority of stakeholders  
 agree that planned change is desired, even if the objectives are not yet  
 clear. That conversation might include these elements:

**Identifying the problems the organization faces.** Problems are  
 best expressed as real threats rather than a lack of specific solutions  
 (which come later). Some boards and CEOs in our study reported member  
 dissatisfaction, apathetic board members, missed opportunities, and  
 other real threats to their association’s future.

**Developing a clear change vision.**  
 John Bryson, an expert on nonprofit strategic planning, emphasizes the  
 importance of clarifying an organization’s mission and vision early in  
 the planning process. Without a clear understanding of the goal, the  
 ensuing planning process may not be productive. This lesson applies  
 equally to change at the board level.

**Considering the impact change will have on employees,** members,  
 and other stakeholders, and then planning for it. In several instances,  
 boards planned for slower change processes than they truly desired to  
 ensure their “old guard” members felt supported and respected as they  
 adapted to a new status quo.

**Committing to manage the process through a thoughtful strategy.**  
 This is the stage where board members make a commitment to see through  
 the change vision regardless of circumstances. For example, in one  
 remarkable case, an association’s board committed to seeing through an  
 agreed-on bylaws change that would terminate their roles and create an  
 entirely new board.

Moving  
 from awareness of a need to a plan of action—to planned change—is  
 important because it’s the best way to maintain control over the  
 outcome. Boards can create the change they want by implementing these  
 nine components of planned change:

- Establish a change leadership team.
- Document the case for change.
- Develop a preliminary vision for the change.
- Define the impacts on those affected by the change.
- Create a preliminary implementation strategy and action plan.
- Identify measures of success.
- Develop a communication strategy.
- Develop a training strategy.
- Develop a method for measuring results.

### Support for People Affected by Change

Change engenders passion and emotion. Disagreements or conflicts may  
 erupt. Paying attention to these dynamics and actively honoring the  
 human element require commitment, compromise, and work. This takes  
 active management.

Recognizing that a board is a team is a first step. These often  
 relative strangers, who come from different backgrounds and geographic  
 locations and who have varied personalities, come together possibly only  
 four to six times a year. Adapting to complex group dynamics while  
 serving the mission, dealing with operational goals, and making  
 important decisions in a limited amount of time require strong  
 leadership, focus, and heartfelt work on the part of every person  
 involved. Board members who make a commitment at the outset to  
 understand relationships, trust fellow members, and accept a common  
 purpose will find that banked social capital pays off later if and when  
 the board has to change the status quo.

And success comes from a willingness to embrace the journey, not just  
 the destination. Our research saw this happening best when  
 organizational leaders embraced a love of learning. Leaders found  
 enjoyment in the feeling of self-efficacy that came with facing new  
 challenges with a much bigger skill set—that is, through the board’s  
 greater capacity to learn. Doing the background research on governance  
 models, employing outside expertise, and using data to build strong  
 evidence-driven arguments for a better model gave boards confidence  
 along the sometimes arduous journey of convincing others to change.

We also heard from change agents who understood the need to invest in  
 managing people to bring others along on this journey with patience and  
 respect. One leader told us, “Change takes time and patience. I had to  
 get my ego out of it. I could not be defensive. It wasn’t going to be  
 solved with one step.”

### The Journey to Results

One surprise to us was that while successful associations ended their  
 journey with clearer agreement on strategies, their collective goals  
 were often not so clear at the outset. Board leaders could tell us at  
 the end that they were now more strategic, representative, nimble,  
 knowledgeable, and able to serve their members better. But they may not  
 have set out with such a clear vision of the goals.

Nonetheless, many in our study found the following were necessary to  
 achieve the smart, resilient, flexible, strategic, and entrepreneurial  
 board of directors they became:

- They simplified bylaws and relied more on ad hoc task forces to structure flexibility into their decision making.
- They met more often to maintain the pace of change.
- They used their time more wisely, with more carefully structured meetings.
- They recruited and prepared board members more carefully, to ensure board members brought more than representative value.
- They invested in self-education and self-evaluation.

This journey requires a real commitment of time and energy.  
 Two-thirds of study participants reported a time commitment of three or  
 more years to implement governance changes. Boards often reported  
 spending more time governing.

But that investment produces worthwhile returns. Our research  
 strongly suggests that for those that see the journey through, operating  
 in less rule-bound and more nimble and efficient governance systems  
 will generate greater collegiality, more successful staff hires, and a  
 more successful alignment of mission and culture.

[This article was originally published in the *Associations Now* print edition, titled “Getting to Good Governance.”]

[Katha Kissman](https://associationsnow.com/author/katha-kissman/)

Katha Kissman is president and CEO of the Harbor Branch Oceanographic Institute Foundation and is a BoardSource senior governance consultant.

[More articles by this author](https://associationsnow.com/author/katha-kissman/)

[Beth Gazley](https://associationsnow.com/author/beth-gazley/)

[More articles by this author](https://associationsnow.com/author/beth-gazley/)

Tags: [#Board of Directors](https://associationsnow.com/tag/board-of-directors/)
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 [#Governance Structure](https://associationsnow.com/tag/governance-structure/)
 [#Leadership](https://associationsnow.com/tag/leadership/)

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