Tag
investor protection
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AdvocacyArticleOver 5 years old
Securities Association Leads Crackdown on Cryptocurrency Scams
An operation led by the North American Securities Administrators Association led to nearly three dozen enforcement actions against…
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AdvocacyArticleOver 5 years old
Financial Industry Regulatory Authority’s Data Strategy Challenged
Two associations in the financial industry say that the Financial Industry Regulatory Authority's proposed automated oversight system is…
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AdvocacyArticleOver 5 years old
SEC Lifts Advertising Regulations on Hedge Funds, Equity Firms
While the decision by the Securities and Exchange Commission to allow private securities firms to advertise was welcomed…
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AdvocacyArticleOver 5 years old
Associations Grapple With Startup-Funding Law
While crowdfunding associations have come out in favor of the JOBS Act, other associations worry about the startup-funding…
